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Compliance Monitoring Officer

REF: 352 | Risk and Compliance |
  • Type: Permanent
  • Job #352

Purpose of the role:

To support the Compliance Monitoring team with a primary focus on the timely completion of controls testing in line with the compliance monitoring plan.


  • Assistance with the timely completion of controls testing and compliance monitoring plan, including summarising work undertaken and preparation of draft reports for review
  • Making, or assisting with, appropriate recommendations where findings have been identified within the testing
  • In conjunction with the above tasks, work with the CMP Manager to ensure accurate and timely board reporting and assisting with tracking of findings, where relevant
  • Assistance with the development and design of test plans or adjustments to existing test plans
  • Could include assistance with Enterprise Risk Management framework and collection / reporting of KRIs, dependent on candidate
  • Other relevant GRC adhoc duties as required from time to time

Skills required:

  • Controls testing experience (or strong understanding) – identifying and testing controls
  • Ability to juggle priorities and communicate effectively with the team
  • Understanding of legislative and regulatory requirements for TCB and FSB
  • Strong numeracy, written and IT skills – spreadsheets, PowerPoint, Word
  • Strong academic background and relevant qualifications or desire to study

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