Purpose of the role:
To carry out the functions of compliance and risk management, with emphasis on ensuring that the business operates within all required legislation and regulation; you will be Compliance Officer, Money Laundering Compliance Officer and Money Laundering Reporting Officer for the branch.
Responsibilities:
- Participate as a member of the Operating Committee of the branch
- Handle risk matters required of the branch
- Ensure that the business operates in line with all relevant Jersey Laws and regulations
- Conduct all required reporting the Jersey Financial Services Commission
- Complete all required reporting, participating as required at any meetings
- Conducting, within required timescales, the monitoring required under the Branch approved monitoring plan, issuing reports following monitoring undertaken and tracking findings to a conclusion and the reporting of progress against such plan to OPCO and JBOC
- Maintain the Branch’s breaches/losses registers and complaints database ensuring accurate management reports are available, reporting to regulators as required
- Oversee Branch client take-on, compliance assessment of risks and obtaining Group approvals of new clients as required
- Checking documentation provided for new clients and ensuring the accuracy of client data within NCM, providing sign off once CAC approved
- Ownership of NCM Compliance workflows for periodic reviews and CIP updates
