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Compliance Officer / MLRO

REF: 348 | Risk and Compliance |
  • Type: Permanent
  • Job #348

Purpose of the role:

To carry out the functions of compliance and risk management, with emphasis on ensuring that the business operates within all required legislation and regulation; you will be Compliance Officer, Money Laundering Compliance Officer and Money Laundering Reporting Officer for the branch.


  • Participate as a member of the Operating Committee of the branch
  • Handle risk matters required of the branch
  • Ensure that the business operates in line with all relevant Jersey Laws and regulations
  • Conduct all required reporting the Jersey Financial Services Commission
  • Complete all required reporting, participating as required at any meetings
  • Conducting, within required timescales, the monitoring required under the Branch approved monitoring plan, issuing reports following monitoring undertaken and tracking findings to a conclusion and the reporting of progress against such plan to OPCO and JBOC
  • Maintain the Branch’s breaches/losses registers and complaints database ensuring accurate management reports are available, reporting to regulators as required
  • Oversee Branch client take-on, compliance assessment of risks and obtaining Group approvals of new clients as required
  • Checking documentation provided for new clients and ensuring the accuracy of client data within NCM, providing sign off once CAC approved
  • Ownership of NCM Compliance workflows for periodic reviews and CIP updates

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