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Senior Associate, Compliance Monitoring – Risk and Compliance

REF: 315 | Risk and Compliance |
  • Location: St. Helier
  • Type: Permanent
  • Job #315

Purpose of the role:

You will cover all aspects of compliance monitoring and reporting across all regulated entities, alongside another monitoring colleague to ensure the compliance monitoring programmes are delivered as necessary.

Responsibilities:

  • Ensure the compliance monitoring programmes are in line with business and/or legislation/regulatory changes and feed into the Combined Risk Assessment tool
  • Ensure the compliance monitoring programmes are conducted in a timely manner and on a risk based approach, escalating any high risk findings
  • Work alongside key stakeholders on any findings identified and proactively manage communications in respect of the appropriateness of any remediation actions required
  • Provide supportive oversight of the actions and progress of any team colleagues assisting with monitoring activities
  • Ensure relevant reporting/MI risk based analysis and commentary is produced
  • Work in conjunction with internal audit regarding oversight activities
Skills required:
  • Significant compliance or compliance monitoring experience in a regulated business; preferably a Trust Company Business environment
  • Ideally hold an ICA Diploma
  • Experience in developing, interpreting and ensuring implementation of policy
  • Ability to liaise and communicate with key stakeholders to meet required standards is required

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